About Shaw and Partners
Overview
Shaw and Partners is an Australian financial services firm headquartered in Sydney at Chifley Tower. According to public records, the company was founded in 2019 and operates under an ASIC Derivatives Trading License (STP), though its current regulatory status is listed as 'Exceeded'. The firm's stated focus spans asset management, investment advisory, and financial planning, serving both individual and corporate clients.
The broker's registered address at Level 7, 2 Chifley Square places it within Sydney's central business district. Despite being a relatively new entity, the company claims to have roots dating back to 1995, suggesting a possible predecessor or rebranding. However, independent verification of this history is limited.
Regulation and Licensing
Shaw and Partners holds an Australian Securities and Investments Commission (ASIC) licence for derivative trading (STP). ASIC is a reputable regulator known for strict oversight of retail forex and CFD providers in Australia. However, the licence status marked as 'Exceeded' raises questions; this term is unusual and may indicate a regulatory issue or a lapse in compliance. FXCanary could not confirm the current standing of this licence through publicly available registers.
The firm operates under Australian financial services laws, meaning it must meet capital adequacy, client money handling, and dispute resolution requirements. Traders considering this broker should independently verify the licence status via ASIC's register before engaging.
Company Background
While the official registration date is 2019, the firm's marketing materials suggest it has been serving clients since 1995. This discrepancy is notable and may relate to a previous entity or brand. The company description emphasises customised solutions through EFG International, though the nature of this relationship is unclear. Social media presence on Facebook, Instagram, LinkedIn, and YouTube indicates an active branding effort.
Our review found limited independent information about the firm's ownership structure, trading volumes, or client base. The lack of user reviews and third-party data makes it difficult to assess the broker's reputation or operational history.
Products and Services
From available records, Shaw and Partners appears to offer a range of financial services including asset management, investment advice, and financial planning. The ASIC derivatives licence suggests it may also provide leveraged trading products such as forex and CFDs, but specific instruments, platforms, or account types are not publicly listed in the data we accessed.
The firm's target audience is likely Australian residents seeking personalised wealth management. Without official website details, we cannot confirm whether it offers self-directed trading accounts, institutional services, or bespoke portfolio management.
Risk Considerations
The 'Exceeded' licence status is a red flag that warrants caution. FXCanary's scam risk score of 10/100 indicates low overall risk, but this assessment is based on the information available and may not reflect the current operational reality. Traders should treat the ambiguous regulatory status seriously.
There is no evidence of negative client feedback or regulatory sanctions, but the absence of independent reviews also means unresolved issues could exist. We advise traders to conduct thorough due diligence, including direct contact with ASIC, before committing funds.
Overview compiled by FXCanary from regulatory records and public data. full Shaw and Partners review